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NJORD United Arab Emirates
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Home/Compliance

Compliance & conduct

The trades we decline define us more than the ones we do.

Screening happens before we quote, not after we are committed. Where an origin, a counterparty or an end use cannot be cleared, we decline it rather than structure around it.

Framework

What we check, and when.

Compliance sequenced after commercial agreement is not compliance — it is a negotiation about how much risk to accept. We run it first, which occasionally costs us a trade and has never cost us a counterparty.

Counterparty due diligence

Know Your Counterparty completed on both sides of every trade — corporate registration, ownership and control, ultimate beneficial ownership, and adverse media review. Refreshed periodically rather than once at onboarding.

Sanctions screening

Counterparty, vessel, origin and destination screened against applicable sanctions regimes before indication. Ownership thresholds and control tests are applied, not just name matching.

Origin clearance

Every origin is cleared before it is offered. Multi-origin feedstock sourcing — carbon black feedstock in particular — is screened per consignment rather than per relationship.

End-use verification

Regulated products require an end-use declaration and, where applicable, evidence of permitting, site handling competence and destination-country licensing before any indication is given.

Responsible sourcing

Precious metals are traded only where refiner accreditation and chain of custody can be evidenced. Enhanced due diligence applies across the whole precious metals book.

Trade documentation integrity

Certificates of origin, quality certificates and inspection reports are obtained from the issuing party or an independent surveyor. We do not accept counterparty-prepared substitutes for either.

Controlled lines

Products carrying additional requirements.

ProductControlRequired before indication
Sodium cyanideUN 1689, Class 6.1 — acute toxicityVerified end use, import licence, site handling capability, permitting
Ammonium nitrateSecurity-sensitive; oxidisingEnd-use declaration, security screening, destination licensing
Nitric acidExplosives precursorEnd-use declaration and screening
AmmoniaToxic gas; regulated feedstockEnd-use declaration, receiving site capability
Precious metalsResponsible sourcingRefiner accreditation, chain of custody, enhanced due diligence
CIS-origin fuelsOrigin complianceOrigin clearance per consignment
Carbon black feedstockMulti-origin refinery sourcingOrigin clearance per consignment
Sodium chlorateUN 1495, Class 5.1 oxidiserEnd-use declaration, transport and storage compatibility

This table is indicative. Additional controls may apply depending on destination jurisdiction, and any product may be declined where screening is inconclusive.

Speak Up

Raising a concern.

If you have reason to believe someone acting for or on behalf of NJORD has behaved improperly — in relation to bribery, sanctions, fraud, misrepresentation of cargo, health and safety, or human rights — we want to hear about it.

Concerns can be raised in confidence to [email protected]. Reports may be made anonymously, and we do not tolerate retaliation against anyone who raises a concern in good faith.

Before go-live this should be replaced with an independently operated hotline and a dedicated address. A compliance channel routed through the general mailbox is materially weaker than one that is not.

Policies

Published documents.

Code of Conduct

To be published

Anti-Bribery & Corruption Policy

To be published

Sanctions Compliance Policy

To be published

Modern Slavery Statement

To be published

Note for go-live. Every peer house publishes these four documents as downloadable PDFs. They are inexpensive to produce and carry a high trust yield with banks, insurers and corporate counterparties running diligence on you.

Enquiries

Every enquiry is answered by a trader.

Send the product, quantity, delivery basis, destination and timing. We revert with availability, an indication and the documentation that accompanies it. Specifications are released once we know who we are speaking with.